2014-7650 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
R |
2017-08-07 |
2016-7691 |
SO0 |
|
ST NO LONGER SUBJECT TO RULE |
T |
2016-05-12 |
2016-7690 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-04-28 |
2016-7689 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-02-10 |
2016-7688 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-02-01 |
2016-7686 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-11-25 |
2016-7681 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-10-13 |
2015-7679 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-09-29 |
2015-7680 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-09-22 |
2016-7687 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-08-31 |
2015-7678 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-08-25 |
2015-7677 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-08-18 |
2015-7675 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-08-06 |
2015-7674 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-08-06 |
2015-7676 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-08-06 |
2015-7673 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-05-01 |
2015-7671 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-05-01 |
2015-7672 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-05-01 |
2015-7669 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-02-06 |
2015-7668 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-02-06 |
2015-7667 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-02-06 |
2015-7665 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-02-05 |
2015-7664 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-01-30 |
2015-7661 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-30 |
2015-7662 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-12-15 |
2015-7660 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-09 |
2015-7659 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-09 |
2015-7658 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-09 |
2014-7652 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-09-18 |
2014-7653 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-08-29 |
2014-7651 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-08-01 |
2015-7670 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-05-27 |
2014-7649 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-04-07 |
2014-7648 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-03-27 |
2014-7644 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-01-23 |
2014-7647 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-01-07 |
2015-7666 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-12-13 |
2014-7643 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-10-21 |
2014-7642 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-10-04 |
2015-7654 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-08-23 |
2013-7639 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-08-19 |
2013-7640 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-08-19 |
2013-7638 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-08-19 |
2013-7641 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-07-25 |
2014-7646 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-06-18 |
2014-7645 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-05-29 |
2013-7631 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-05-13 |
2013-7630 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-04-26 |
2013-7627 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-11-26 |
2013-7628 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-11-26 |
2013-7626 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-11-05 |
2013-7629 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-10-18 |
2013-7625 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-10-17 |
2015-7663 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-08-21 |
2012-7624 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-07-06 |
2012-7623 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-04-30 |
2015-7657 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-12-19 |
2013-7635 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-10-27 |
2013-7636 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-09-21 |
2015-7656 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-08-08 |
2013-7637 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-06-22 |
2015-7655 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-05-18 |
2011-7622 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-05-12 |
2011-7620 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-12-03 |
2011-7619 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-11-10 |
2011-7618 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-10-28 |
2010-7617 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-09-30 |
2010-7615 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-08-31 |
2010-7621 |
SFO |
|
ST AO (W/PENALTY) ISSUED |
T |
2010-06-17 |
2010-7614 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-05-26 |
2010-7616 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-05-17 |
2010-7588 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-04-15 |
2010-7607 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-02-05 |
2010-7612 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-02-01 |
2010-7611 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-02-01 |
2010-7613 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-02-01 |
2010-7599 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-11-16 |
2010-7600 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-11-16 |
2010-7598 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-11-10 |
2010-7602 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-11-06 |
2010-7603 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-11-06 |
2010-7601 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-10-29 |
2013-7634 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-08-24 |
2009-7597 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-06-22 |
2009-7595 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-02-24 |
2009-7591 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-7592 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-7593 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-7596 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-01-30 |
2009-7594 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-12-01 |
2009-7590 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-11-01 |
2009-7589 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-10-31 |
2009-7587 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-10-21 |
2009-7584 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-7583 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-7586 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-7581 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-10-14 |
2008-7582 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-09-30 |
2008-7580 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-09-08 |
2008-7578 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-06-09 |
2008-7577 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-05-06 |
2008-7576 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-10-08 |
2007-7575 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2007-06-26 |
2007-7574 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-05-25 |
2006-7406 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-09-28 |
2006-7407 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-09-28 |
2006-7563 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-07-10 |
2006-7633 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2005-11-02 |
2007-7549 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2005-09-08 |
2007-7548 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2005-07-05 |
2007-7547 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2005-05-18 |
2005-7405 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-12-31 |
2005-7305 |
SO+ |
|
ST NO ADDTL FORMAL ACTION NEEDED |
T |
2004-10-19 |
2005-7104 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-10-01 |
2004-7204 |
SFJ |
|
ST FORMAL NOV ISSUED |
R |
2004-04-14 |
2004-6004 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-7004 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6704 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5204 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5304 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5404 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5504 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5604 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5704 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-5804 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6104 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6204 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6304 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6404 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6504 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-6604 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-12-31 |
2004-7632 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-07-25 |
2003-2303 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-04-09 |
2003-2203 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-04-09 |
2003-103 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-4303 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-303 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-403 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-503 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-603 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-703 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-803 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-903 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1003 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1103 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1203 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1303 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1403 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1503 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1603 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1703 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1803 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-1903 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-2003 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-2103 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-2503 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-2603 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-2703 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-2903 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-3003 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-3103 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-3203 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2003-203 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-11-19 |
2002-2402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-6902 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3302 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3502 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3602 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3702 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3902 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4002 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4102 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4202 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4502 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4602 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4702 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-4902 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-5002 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-5102 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-6802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |