2024-4520 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2024-05-10 |
2024-4517 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2024-04-16 |
2024-4519 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2024-04-16 |
2022-4513 |
SO0 |
|
ST NO LONGER SUBJECT TO RULE |
T |
2022-08-24 |
2022-4512 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2022-03-25 |
2022-4510 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2022-03-25 |
2022-4511 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2022-03-25 |
2021-4503 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2020-11-23 |
2021-4507 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2020-11-23 |
2021-4504 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2020-11-23 |
2021-4502 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2020-11-23 |
2021-4501 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2020-11-23 |
2021-4500 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2020-11-23 |
2021-4498 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2020-10-08 |
2021-4497 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2020-10-08 |
2021-4499 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2020-10-06 |
2020-4495 |
SIE |
2020-01-11
/
2020-01-21
2020-01-10
/
2020-01-17
|
ST PUBLIC NOTIF REQUESTED |
T |
2020-01-24 |
2020-4496 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
2020-01-17 |
2020-4493 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2019-11-14 |
2020-4492 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2019-11-14 |
2020-4494 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2019-11-12 |
2020-4490 |
SIE |
2019-10-03
/
2019-10-13
2019-10-03
/
2019-10-04
|
ST PUBLIC NOTIF REQUESTED |
T |
2019-10-04 |
2020-4491 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
2019-10-04 |
2019-4515 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2019-09-04 |
2019-4516 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2019-09-04 |
2019-4488 |
SIE |
2019-08-27
/
2019-09-06
2019-09-03
/
2019-09-03
|
ST PUBLIC NOTIF REQUESTED |
T |
2019-09-04 |
2019-4489 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2019-09-03 |
2019-4486 |
SIE |
2019-06-18
/
2019-06-28
2019-06-18
/
2019-06-18
|
ST PUBLIC NOTIF REQUESTED |
T |
2019-06-18 |
2019-4487 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
2019-06-18 |
2019-4483 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2019-05-13 |
2019-4484 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2019-05-13 |
2019-4481 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
2019-04-18 |
2019-4485 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2019-04-17 |
2019-4482 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2019-04-17 |
2019-4480 |
SIE |
2019-04-09
/
2019-04-19
2019-04-17
/
2019-04-18
|
ST PUBLIC NOTIF REQUESTED |
T |
2019-04-02 |
2017-4477 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2017-01-12 |
2017-4476 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2017-01-11 |
2017-4469 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-10-28 |
2017-4470 |
TRR |
|
RED VIOLATION REFERRED |
T |
2016-10-28 |
2017-4475 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-10-13 |
2017-4478 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-08-22 |
2017-4479 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-08-22 |
2016-4472 |
SIE |
2016-11-04
/
2016-11-06
2016-11-04
/
2016-11-04
|
ST PUBLIC NOTIF REQUESTED |
T |
2016-05-20 |
2016-4471 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-05-20 |
2016-4473 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
P |
2016-05-20 |
2016-4474 |
TRR |
|
RED VIOLATION REFERRED |
T |
2016-05-20 |
2016-4468 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-04-18 |
2016-4467 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-01-13 |
2016-4465 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-12-04 |
2016-4464 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-11-06 |
2016-4466 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-10-31 |
2015-4461 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-08-21 |
2015-4463 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-08-17 |
2015-4460 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-07-16 |
2015-4462 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-07-15 |
2015-4458 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-05-01 |
2015-4457 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-05-01 |
2015-4459 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-05-01 |
2015-4456 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-03-16 |
2015-4454 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-01-30 |
2015-4455 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-01-29 |
2015-4452 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-30 |
2015-4451 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-05 |
2015-4450 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-11-07 |
2014-4447 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-09-18 |
2014-4449 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-09-04 |
2014-4445 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-07-14 |
2014-4444 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-06-27 |
2015-4453 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-04-11 |
2011-4442 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-08-04 |
2014-4448 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-07-18 |
2011-4441 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-07-11 |
2011-4440 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-03-29 |
2011-4439 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-12-01 |
2011-4438 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-11-10 |
2011-4437 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-10-28 |
2014-4446 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-08-05 |
2010-4436 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-10-28 |
2010-4435 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-10-20 |
2010-4434 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-10-15 |
2009-4433 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-07-31 |
2009-4432 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-07-31 |
2009-4431 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-07-31 |
2009-4430 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-06-23 |
2009-4429 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-05-28 |
2009-4424 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-04-23 |
2009-4423 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-04-23 |
2009-4425 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-04-23 |
2009-4421 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-03-17 |
2009-4418 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-4417 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-4416 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-4420 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-02-11 |
2009-4419 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-01-28 |
2009-4415 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-11-24 |
2009-4413 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-31 |
2009-4414 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-31 |
2009-4412 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-4410 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-4409 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2008-4408 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-07-31 |
2008-4407 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4406 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4405 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4404 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4403 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4402 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4401 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4400 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4399 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-16 |
2008-4398 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-05-01 |
2008-4396 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-04-08 |
2007-4395 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-09-06 |
2007-4380 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-08-28 |
2008-4397 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-07-23 |
2007-4393 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2007-06-26 |
2007-4392 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-05-25 |
2007-4389 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4379 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4376 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4375 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4374 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4310 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4309 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4308 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4311 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4306 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4307 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4373 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4318 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4317 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4316 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4315 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4314 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4313 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-4312 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2005-4305 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2005-08-31 |
2004-1704 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-04-12 |
2004-1404 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-04-12 |
2004-1304 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-04-12 |
2004-1204 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-04-12 |
2004-1104 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-04-12 |
2004-104 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2004-04-12 |
2002-3302 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3202 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3502 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3602 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-202 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-302 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3102 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-3002 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2902 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2702 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2602 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2502 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2302 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2202 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2102 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-2002 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-1902 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-1802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-1602 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-1502 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-702 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-602 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
2002-502 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-11-27 |
1994-4094 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
1994-09-23 |
1994-4194 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
1994-08-01 |
1994-4294 |
SFJ |
|
ST FORMAL NOV ISSUED |
T |
1994-07-21 |
1994-3994 |
SFJ |
|
ST FORMAL NOV ISSUED |
T |
1993-12-08 |