2019-3785 |
SO0 |
|
ST NO LONGER SUBJECT TO RULE |
T |
2019-09-04 |
2019-3782 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2019-07-22 |
2019-3783 |
TBF |
|
TRIGGER BLUE FINAL |
T |
2019-07-22 |
2019-3784 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2019-07-18 |
2019-3778 |
SIE |
2019-04-14
/
2019-04-24
/
|
ST PUBLIC NOTIF REQUESTED |
R |
2019-05-02 |
2019-3779 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
P |
2019-03-15 |
2019-3780 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2019-03-15 |
2019-3777 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2019-03-15 |
2019-3781 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2019-03-14 |
2019-3775 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2018-11-14 |
2019-3776 |
TRR |
|
RED VIOLATION REFERRED |
T |
2018-11-14 |
2019-3774 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2018-10-09 |
2018-3772 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2018-05-04 |
2018-3773 |
TRR |
|
RED VIOLATION REFERRED |
T |
2018-05-04 |
2018-3770 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2018-02-07 |
2018-3771 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2018-02-07 |
2018-3769 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2017-11-06 |
2018-3768 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2017-11-06 |
2018-3767 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2017-11-03 |
2018-3766 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2017-11-03 |
2017-3765 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2017-09-29 |
2017-3763 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2017-08-30 |
2017-3764 |
TGN |
|
GREEN VIOLATION CODE |
T |
2017-08-30 |
2017-3762 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2017-04-21 |
2017-3761 |
TYK |
|
YELLOW VIOLATION KEEP |
T |
2017-02-16 |
2017-3760 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2017-02-16 |
2017-3758 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-09-15 |
2016-3752 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-08-11 |
2016-3753 |
TRR |
|
RED VIOLATION REFERRED |
T |
2016-08-11 |
2016-3750 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-05-20 |
2016-3751 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-05-20 |
2016-3749 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-05-20 |
2016-3754 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-05-04 |
2016-3748 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-04-28 |
2016-3747 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-02-09 |
2016-3759 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-02-08 |
2016-3757 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-02-08 |
2016-3746 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-02-08 |
2016-3745 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-02-08 |
2016-3756 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2016-02-08 |
2016-3743 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-02-01 |
2016-3744 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2016-02-01 |
2016-3742 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-11-23 |
2015-3741 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-08-26 |
2015-3740 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2015-08-17 |
2015-3739 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-06-11 |
2015-3738 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-03-13 |
2015-3737 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2015-02-24 |
2015-3736 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-12-17 |
2014-3735 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-09-25 |
2014-3734 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-08-12 |
2014-3732 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-08-04 |
2014-3733 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-08-01 |
2014-3731 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-07-30 |
2014-3730 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-07-29 |
2014-3729 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-06-27 |
2014-3728 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-04-18 |
2014-3725 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-03-31 |
2014-3726 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2014-03-31 |
2014-3727 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-03-28 |
2014-3724 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-03-10 |
2014-3723 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-02-11 |
2014-3722 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2014-02-11 |
2014-3719 |
SFJ |
|
ST FORMAL NOV ISSUED |
T |
2014-02-10 |
2014-3718 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-12-23 |
2014-3717 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-11-25 |
2014-3716 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-10-23 |
2014-3715 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-10-08 |
2013-3713 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-09-12 |
2013-3712 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-08-26 |
2013-3711 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-08-06 |
2013-3710 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-07-29 |
2013-3707 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-04-02 |
2013-3708 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-03-19 |
2013-3709 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2013-03-19 |
2013-3706 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2013-03-04 |
2013-3705 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-11-26 |
2013-3704 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-11-19 |
2013-3703 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-11-06 |
2012-3702 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-07-27 |
2012-3699 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2012-03-27 |
2012-3700 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2012-03-02 |
2013-3714 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-12-30 |
2012-3697 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-11-04 |
2011-3696 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-09-19 |
2011-3695 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-08-26 |
2011-3694 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-06-27 |
2011-3693 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-06-13 |
2011-3692 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-05-09 |
2011-3690 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-03-31 |
2011-3689 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-03-28 |
2011-3688 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2011-03-21 |
2011-3687 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2011-02-01 |
2011-3686 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-11-10 |
2010-3684 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-09-30 |
2010-3682 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-07-29 |
2010-3680 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-05-13 |
2010-3701 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2010-04-28 |
2010-3679 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2010-03-05 |
2009-3674 |
SO0 |
|
ST NO LONGER SUBJECT TO RULE |
T |
2009-02-26 |
2009-3673 |
SO0 |
|
ST NO LONGER SUBJECT TO RULE |
T |
2009-02-26 |
2009-3671 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-13 |
2009-3670 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2009-02-12 |
2009-3669 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2009-02-06 |
2009-3675 |
SO0 |
|
ST NO LONGER SUBJECT TO RULE |
T |
2009-01-01 |
2009-3668 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2008-12-16 |
2009-3672 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-12-01 |
2009-3665 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-21 |
2009-3661 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-3662 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-3664 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-10-20 |
2009-3659 |
SFJ |
|
ST FORMAL NOV ISSUED |
T |
2008-10-16 |
2008-3660 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-09-30 |
2008-3658 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-08-27 |
2008-3656 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-07-22 |
2008-3654 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-05-19 |
2008-3653 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-05-06 |
2008-3652 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2008-02-04 |
2008-3651 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-10-02 |
2007-3650 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-07-25 |
2007-3648 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2007-06-05 |
2007-3647 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-06-04 |
2007-3646 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-05-29 |
2007-3645 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-03-25 |
2007-3644 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-03-25 |
2007-3643 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2007-03-25 |
2007-3607 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-29 |
2007-3638 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-3641 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2007-3640 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-12-06 |
2006-3606 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2006-09-11 |
2005-3605 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
2005-08-30 |
2003-303 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2003-04-09 |
2002-1802 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-04-03 |
2002-2302 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-04-03 |
2002-2102 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2002-04-03 |
2002-3402 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
2001-10-04 |
2001-3501 |
SFO |
|
ST AO (W/PENALTY) ISSUED |
T |
2001-02-28 |
2001-3301 |
SFJ |
|
ST FORMAL NOV ISSUED |
T |
2000-10-06 |